[HK]金融街物业:黄色申请表格
作者: 传奇世界公益服 来源: Www.42tw.Com 时间: 2020-06-21 阅读: 次
[HK]金融街物业:黄色申请表格
时间:2020年06月19日 07:46:12 中财网
原标题:金融街物业:黄色申请表格Sample 樣版
.
Staple your
payment
here
請將股款
緊釘在此
This Application Form uses the same terms as defined in the prospectus of Financial Street Property Co., Limited (the
“Company”) dated Friday, 19 June 2020 (the “Prospectus”).本申請表格所用詞彙與金融街物業股份有限公司(「本公
司」)於
2020年6月19日(星期五)刊發的招股章程(「招股章程」)所界定者相同。
Neither this Application Form nor the Prospectus constitutes an offer to sell or the solicitation of an offer to buy any Hong
Kong Offer Shares in any jurisdiction other than Hong Kong. The Hong Kong Offer Shares may not be offered or sold in
the United States without registration or an exemption from registration under the U.S. Securities Act. 本申請表格及招股章
程概不構成在香港以外的任何司法管轄區要約出售或遊說要約購買任何香港發售股份。若無根據美國證券法登記或獲豁
免登記,香港發售股份不得在美國提呈發售或出售。
This Application Form and the Prospectus may not be forwarded or distributed or reproduced (in whole or in part) in any
manner whatsoever in any jurisdiction where such forwarding, distribution or reproduction is not permitted under the law of that jurisdiction.
任何根據當地法例不得發送、派發或複製本申請表格及招股章程的司法管轄區內概不得發送或派發或複製(不論以任何方式,亦不論全部
或部分)本申請表格及招股章程。
Copies of the Prospectus, all related Application Forms and the other documents specified in the section headed “Documents Delivered to the
Registrar of Companies in Hong Kong and Available for Inspection” in Appendix VII to the Prospectus, have been registered by the Registrar
of Companies in Hong Kong as required by Section 342C of the Companies (Winding Up and Miscellaneous Provisions) Ordinance (Chapter 32
of the Laws of Hong Kong). Hong Kong Exchanges and Clearing Limited, The Stock Exchange of Hong Kong Limited (the “Stock Exchange”),
Hong Kong Securities Clearing Company Limited (the “HKSCC”), the Securities and Futures Commission of Hong Kong (the “SFC”) and the
Registrar of Companies in Hong Kong take no responsibility for the contents of these documents. 招股章程、所有相關申請表格及招股章程
附錄七「送呈香港公司註冊處處長及備查文件」一節所述的其他文件已遵照香港法例第
32章《公司(清盤及雜項條文)條例》第
342C條的規
定送呈香港公司註冊處處長登記。香港交易及結算所有限公司、香港聯合交易所有限公司(「聯交所」)、香港中央結算有限公司(「香港結
算」)、香港證券及期貨事務監察委員會(「證監會」)及香港公司註冊處處長對此等文件的內容概不負責。
FinanCial Street ProPerty Co., limited
金融街物業股份有限公司
(A joint stock company incorporated in the People’s Republic of China with limited liability)
(於中華人民共和國註冊成立的股份有限公司)
Stock code : 1502
股份代號:
1502
maximum offer Price : HK$7.56 per H Share, plus brokerage of 1%, SFC
transaction levy of 0.0027% and Stock exchange
trading fee of 0.005% (payable in full on application
in Hong Kong dollars, subject to refund on final pricing)
最高發售價:每股
H股7.56港元,另加1%經紀佣金、0.0027%
證監會交易徵費及0.005%聯交所交易費(須於申請時
以港元繳足,最終定價後多繳股款可予退還)
you should read this application Form in conjunction with the Prospectus, which contains further
information on the application procedures. 招股章程載有關於申請程序的其他資料,閣下應將本申請
表格連同招股章程一併閱讀。
application Form 申請表格
To:
Financial Street Property Co., Limited 致:金融街物業股份有限公司
Sole Sponsor 獨家保薦人
Sole Global Coordinator 獨家全球協調人
Joint Bookrunners 聯席賬簿管理人
Joint Lead Managers 聯席牽頭經辦人
The Hong Kong Underwriters香港包銷商
applicants’ declaration申請人聲明
i/We agree to the terms and conditions and application 本人
╱吾等同意本申請表格及招股章程的條款及條件以
procedures in this application Form and the Prospectus. 及申請程序。請參閱本申請表格「填妥並遞交本申請表格
Please refer to the “effect of completing and submitting 的效用」一節。
this application Form” section of this application Form.
Warning: only one application may be made for the 警告:任何人士只限作出一次為其利益而進行的認購申
benefit of any person. Please refer to the last four bullets 請。請參閱「填妥並遞交本申請表格的效用」一節最後四
of “effect of completing and submitting this application 點。
Form” section.
Signed by (all) applicant(s) (all joint applicants must sign):
由(所有)申請人簽署(所有聯名申請人必須簽署):
Date 日期: / /
D日
M月
Y年
Number of Hong Kong Offer Shares applied for (not more than
4,500,000 H Shares)
申請香港發售股份數目(不超過
4,500,000股H股)
Sample 樣版
For Broker use 此欄供經紀填寫Lodged by 遞交申請的經紀
Broker No. 經紀號碼Broker’s Chop 經紀印章
Cheque/banker’s cashier order number 支票
╱銀行本票號碼
Name of bank on which cheque/banker’s cashier order is drawn
(see “How to make your application” section) 兌現支票
╱銀行本
票的銀行名稱(請參閱「申請手續」一節)
Total amount 總額
HK$港元
Name in English (in BLOCK letter) 英文姓名╱名稱(以正楷填寫)
Family name or company name 姓氏或公司名稱
Forename(s) 名字
Name in Chinese 中文姓名
╱名稱
Family name or company name 姓氏或公司名稱
Forename(s) 名字
Occupation in English 職業(以英文填寫)
Names of all other joint applicants in English (if any, in
BLOCK letter)
所有其他聯名申請人的英文姓名
╱名稱(如有,以正楷填寫)
1)
2)
3)
Hong Kong Identity Card No./Passport No./Hong Kong Business
Registration No.* (Please delete as appropriate)香港身份證號碼
╱
護照號碼
╱香港商業登記號碼
*(請刪除不適用者)
Hong Kong Identity Card No./Passport No./Hong Kong Business Registration No.
of all other joint applicants* (Please delete as appropriate) 所有其他聯名申請人
的香港身份證號碼
╱護照號碼
╱香港商業登記號碼
*(請刪除不適用者)
1)
2)
3)
Hong Kong address in English and telephone no. (joint applicants should give the address and the telephone number of first-named applicant
only in BLOCK letter) 香港地址(以英文正楷填寫)及電話號碼(聯名申請人只須填寫排名首位申請人的地址及電話號碼)
Telephone No. 電話號碼
For Nominees: You will be treated as applying for your own
benefit if you do not complete this section. Please provide
an account number or identification code for each (joint)
beneficial owner. 由代名人遞交:閣下若不填寫本節,是項
申請將視作為閣下本身利益提出。請填寫每名(聯名)實
益擁有人的賬戶號碼或識別編碼。
ADDRESS LABEL 地址標貼 (Your name(s) and address in Hong
Kong in BLOCK letters 請用正楷填寫閣下的姓名
╱名稱及香港
地址)
For internal use
此欄供內部使用
tHiS BoX mUSt Be dUly ComPleted
必須填妥此欄
Participant i.d. of the CCaSS investor Participant or designated CCaSS Participant
中央結算系統投資者戶口持有人或指定的中央結算系統參與者的參與者編號
For designated CCASS Participant or Corporate CCASS Investor Participant, please
also affix the company chop bearing its company name 指定的中央結算系統參與
者或公司中央結算系統投資者戶口持有人,請加蓋附有公司名稱的公司印章
(See paragraph 2 in the section “How to make your application”)
(請參閱「申請手續」一節第
2段)
*
(1) If you are a CCASS Investor Participant, only a Hong Kong Identity Card number (if you are
an individual) or a Hong Kong Business Registration number (if you are a body corporate) will
be accepted for this application, please see paragraph 2 under the section “How to make your
application”.如閣下為中央結算系統投資者戶口持有人,則是項申請將僅接納香港身份證號碼
(如屬個別人士)或香港商業登記號碼(如屬法人團體),請參閱「申請手續」一節第
2段。
(2) If you
are applying through a designated CCASS Participant (other than a CCASS Investor
Participant): For an individual, you must provide your Hong Kong Identity Card number or passport
number. If you hold a Hong Kong Identity Card, please provide that number. If you do not hold
a Hong Kong Identity Card, please provide your passport number. For a body corporate, please
provide your Hong Kong Business Registration number. 如閣下透過中央結算系統投資者戶口持
有人以外的指定中央結算系統參與者提出申請:如屬個別人士,則必須填寫閣下的香港身份
證號碼或護照號碼(持有香港身份證者請填寫香港身份證號碼,否則請填寫護照號碼);如屬法
人團體,請填寫閣下的香港商業登記號碼。
(3) Part of the Hong Kong Identity Card number/passport number of you or, for joint applicants, the
first-named applicant may be printed on your refund cheque (if any). Such data will be used for
checking the validity of Application Form and such data would also be transferred to a third party
for such purpose and refund purpose. Your banker may require verification of your Hong Kong
Identity Card number/passport number before you can cash your refund cheque. 退款支票(如有)
上或會印有閣下或(如屬聯名申請人)排名首位申請人的香港身份證號碼
╱護照號碼的一部
分。有關資料將用於核實申請表格的有效性,亦會轉交予第三方作資料核實和退款用途。銀行
兌現退款支票前或會要求查證閣下的香港身份證號碼
╱護照號碼。
(4) If an application is made by an unlisted company and:
.
the principal business of that company is dealing in securities; and
. you exercise statutory control over that company,
then the application will be treated as being made for your benefit.
倘若申請人是一家非上市公司,而:
.
該公司主要從事證券買賣業務;及
. 閣下對該公司可行使法定控制權,
則是項申請將視作為閣下的利益提出。
(5) All joint applicants must give (if they are individuals) their Hong Kong Identity Card numbers or,
where applicable, passport numbers, or (if they are bodies corporate) their Hong Kong Business
Registration numbers.所有聯名申請人必須提供(如屬個別人士)其香港身份證號碼或(如適用)
護照號碼,或(如屬法人團體)其香港商業登記號碼。
Sample 樣版
Sample 樣版
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此乃白頁特意留空
How to make your application
1.
Use the table below to calculate how much you must pay. Your application must be for a minimum of 1,000
Hong Kong Offer Shares and in one of the numbers set out in the table, or your application will be rejected.
FinanCial Street ProPerty Co., limited(Stock Code: 1502)
(HK$7.56 per Hong Kong offer Share)
nUmBer oF HonG KonG oFFer SHareS tHat may Be aPPlied For and PaymentS
no. of Hong Kong
offer Shares
applied for
amount payable
on application
no. of Hong Kong
offer Shares
applied for
amount payable
on application
no. of Hong Kong
offer Shares
applied for
amount payable
on application
no. of Hong Kong
offer Shares
applied for
amount payable
on application
1,000
2,000
3,000
4,000
5,000
6,000
7,000
8,000
9,000
10,000
15,000
20,000
HK$
7,636.18
15,272.37
22,908.54
30,544.73
38,180.91
45,817.09
53,453.28
61,089.45
68,725.64
76,361.82
114,542.73
152,723.64
25,000
30,000
35,000
40,000
45,000
50,000
60,000
70,000
80,000
90,000
100,000
150,000
HK$
190,904.55
229,085.46
267,266.37
305,447.28
343,628.20
381,809.11
458,170.93
534,532.75
610,894.57
687,256.39
763,618.21
1,145,427.32
200,000
250,000
300,000
350,000
400,000
450,000
500,000
600,000
700,000
800,000
900,000
1,000,000
HK$
1,527,236.42
1,909,045.53
2,290,854.64
2,672,663.74
3,054,472.85
3,436,281.95
3,818,091.06
4,581,709.27
5,345,327.48
6,108,945.70
6,872,563.91
7,636,182.12
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000(1)
HK$
11,454,273.18
15,272,364.24
19,090,455.30
22,908,546.36
26,726,637.42
30,544,728.48
34,362,819.54
(1) Maximum number of Hong Kong
Offer Shares you may apply for
2.
You, as the applicant(s), must complete the form in English in BLOCK letter as indicated below and sign on
the second page of the Application Form. Only written signatures will be accepted (and not by way of personal
chop).
If you are applying through a designated CCASS Participant (other than a CCASS Investor Participant):
.
the designated CCASS Participant must endorse the form with its company chop (bearing its company
name) and insert its participant I.D. in the appropriate box.
If you are applying as an individual CCASS Investor Participant:
.
the form must contain your NAME and Hong Kong I.D. Card number;
. your participant I.D. must be inserted in the appropriate box.
If you are applying as a joint individual CCASS Investor Participant:
.
the form must contain all joint investor participants’ NAMES and the Hong Kong I.D. Card number of all
joint investor participants;
. your participant I.D. must be inserted in the appropriate box.
If you are applying as a corporate CCASS Investor Participant:
.
the form must contain your company NAME and Hong Kong Business Registration number;
.
your participant I.D. and your company chop (bearing your company name) must be inserted in the
appropriate box.
Incorrect or omission of details of the CCASS Participant including participant I.D. and/or company chop
bearing its company name or other similar matters may render your application invalid.
3.
Staple your cheque or banker’s cashier order to the form. Each application for the Hong Kong Offer Shares
must be accompanied by either one separate cheque or one separate banker’s cashier order. Your application
will be rejected if your cheque or banker’s cashier order does not meet all the following requirements:
Sample 樣版
the
cheque must: Banker’s cashier order must:
.
.
.
.
be in Hong Kong dollars;
not be post-dated;
be made payable to “CmB WinG lUnGProPerty PUBliC oFFer”;
be crossed “Account Payee Only”;
(nomineeS) limited–FinanCial Street
.
.
be drawn on your Hong Kong dollar bank
account in Hong Kong; and
show your account name, which must either be
pre-printed on the cheque, or be endorsed on
the back by a person authorised by the bank.
This account name must correspond with your
name. If it is a joint application, the account
name must be the same as the first-named
applicant’s name.
. be issued by a licensed bank in Hong Kong,
and have your name certified on the back by
a person authorised by the bank. The name on
the banker’s cashier order must correspond
with your name. If it is a joint application, the
name on the back of the banker’s cashier order
must be the same as the first-named applicant’s
name.
4. Tear off the Application Form, fold it once and lodge your completed Application Form (with cheque
or banker’s cashier order attached) to one of the collection boxes at any of the following branches of
CMB Wing Lung Bank Limited:
district
Hong Kong island
Kowloon
Sample 樣版
Branch name
Head Office
Central District Branch
North Point Branch
Kennedy Town Branch
Mongkok Branch
address
45 Des Voeux Road Central
189 Des Voeux Road Central
361 King’s Road
28 Catchick Street
B/F CMB Wing Lung Bank Centre, 636 Nathan Road
5.
Your Application Form can be lodged at these times:
.
Friday, 19 June 2020 – 9:00 a.m. to 5:00 p.m.
.
Saturday, 20 June 2020 – 9:00 a.m. to 1:00 p.m.
.
monday, 22 June 2020 – 9:00 a.m. to 5:00 p.m.
.
tuesday, 23 June 2020 – 9:00 a.m. to 5:00 p.m.
.
Wednesday, 24 June 2020 – 9:00 a.m. to 12:00 noon
6.
The latest time for lodging your application is 12:00 noon on Wednesday, 24 June 2020. The
application lists will be open between 11:45 a.m. and 12:00 noon on that day, subject only to
the weather conditions, as described in the paragraph headed “10. Effect of Bad Weather on the
Opening of the Application Lists” in the “How to Apply for Hong Kong Offer Shares” section in the
Prospectus.
the applications for the Hong Kong offer Shares will commence on Friday, 19 June 2020
through Wednesday, 24 June 2020. the application monies (including the brokerage fees, SFC
transaction levies and Stock exchange trading fees) will be held by the receiving bank and on
behalf of the Company after the closing of the application lists and the refund monies, if any, will
be returned to the applicants without interest on or before Friday, 3 July 2020. investors should
be aware that the dealings in the H Shares on the Stock exchange are expected to commence on
monday, 6 July 2020.
申請手續
1.
使用下表計算閣下應付的款項。閣下申請認購的股數須至少為
1,000股香港發售股份,並為下
表所列的其中一個數目,否則恕不受理。
金融街物業股份有限公司
(股份代號:1502)
(每股香港發售股份7.56港元)
可供申請認購的香港發售股份數目及應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
申請認購的
香港發售
股份數目
申請時
應繳款項
1,000
2,000
3,000
4,000
5,000
6,000
7,000
8,000
9,000
10,000
15,000
20,000
港元
7,636.18
15,272.37
22,908.54
30,544.73
38,180.91
45,817.09
53,453.28
61,089.45
68,725.64
76,361.82
114,542.73
152,723.64
25,000
30,000
35,000
40,000
45,000
50,000
60,000
70,000
80,000
90,000
100,000
150,000
港元
190,904.55
229,085.46
267,266.37
305,447.28
343,628.20
381,809.11
458,170.93
534,532.75
610,894.57
687,256.39
763,618.21
1,145,427.32
200,000
250,000
300,000
350,000
400,000
450,000
500,000
600,000
700,000
800,000
900,000
1,000,000
港元
1,527,236.42
1,909,045.53
2,290,854.64
2,672,663.74
3,054,472.85
3,436,281.95
3,818,091.06
4,581,709.27
5,345,327.48
6,108,945.70
6,872,563.91
7,636,182.12
1,500,000
2,000,000
2,500,000
3,000,000
3,500,000
4,000,000
4,500,000(1)
港元
11,454,273.18
15,272,364.24
19,090,455.30
22,908,546.36
26,726,637.42
30,544,728.48
34,362,819.54
(1) 閣下可申請認購的香港發售股份
最高數目
2.
閣下作為申請人,必須按照下列指示以英文正楷填妥表格,並於申請表格次頁簽署。僅接納親筆
簽名(不得以個人印章代替)。
如閣下透過中央結算系統投資者戶口持有人以外的指定中央結算系統參與者提出申請:
. 該指定中央結算系統參與者必須於表格加蓋公司印章(附有公司名稱),並在適當方格內填寫
參與者編號。
如閣下以個人中央結算系統投資者戶口持有人名義提出申請:
. 表格須載有閣下的姓名和香港身份證號碼;
. 須在適當方格內填寫閣下的參與者編號。
如閣下以聯名個人中央結算系統投資者戶口持有人名義提出申請:
. 表格須載有所有聯名投資者戶口持有人的姓名和香港身份證號碼;
. 須在適當方格內填寫閣下的參與者編號。
如閣下以公司中央結算系統投資者戶口持有人名義提出申請:
. 表格須載有閣下的公司名稱和香港商業登記號碼;
. 須在適當方格內填寫閣下的參與者編號並加蓋公司印章(附有公司名稱)。
中央結算系統參與者的詳情(包括參與者編號及
╱或附有公司名稱之公司印章)或其他類似事項如
有不確或遺漏,均可能導致申請無效。
3.
閣下須將支票或銀行本票釘於表格上。每份香港發售股份申請須附一張獨立開出的支票或一張獨
立開出的銀行本票。支票或銀行本票必須符合以下所有規定,否則閣下的申請將不獲受理:
Sample 樣版
支票必須:銀行本票必須:
. 為港元;
. 不得為期票;
. 註明抬頭人為「招商永隆受託代管有限公司–金融街物業公開發售」;
. 劃線註明「只准入抬頭人賬戶」;
. 從閣下在香港的港元銀行賬戶中開出;
及
. 顯示閣下的賬戶名稱,而該賬戶名稱必
須已預印在支票上,或由有關銀行授權的
人士在支票背書。賬戶名稱必須與閣下
的姓名
╱名稱相同。如屬聯名申請,則賬
戶名稱必須與排名首位申請人的姓名
╱名
稱相同。
. 須由香港持牌銀行開出,並由有關銀
行授權的人士在銀行本票背面簽署核
證閣下的姓名
╱名稱。銀行本票所示
姓名
╱名稱須與閣下的姓名
╱名稱
相同。如屬聯名申請,銀行本票背面所
示姓名
╱名稱必須與排名首位申請人的
姓名
╱名稱相同。
4. 請撕下申請表格,對摺一次,然後將填妥的申請表格(連同所附支票或銀行本票)投入招商永隆銀
行有限公司下列任何一家分行的收集箱:
地區
分行名稱
香港島總行
中區分行
北角分行
堅尼地城分行
九龍
旺角分行
5.
閣下可於下列時間遞交申請表格:
.
2020年6月19日(星期五)—上午九時正至下午五時正
.
2020年6月20日(星期六)—上午九時正至下午一時正
.
2020年6月22日(星期一)—上午九時正至下午五時正
.
2020年6月23日(星期二)—上午九時正至下午五時正
.
2020年6月24日(星期三)—上午九時正至中午十二時正
6.
截止遞交申請的時間為2020年6月24日(星期三)中午十二時正。本公司將於當日上午十一時四十
五分至中午十二時正期間登記認購申請,惟僅受限於當日的天氣情況(詳見招股章程「如何申請香
港發售股份」一節「
10.惡劣天氣對開始辦理申請登記的影響」一段)。
香港發售股份申請將會自2020年6月19日(星期五)起直至
2020年6月24日(星期三)止。申請股款
(包括經紀佣金、證監會交易徵費及聯交所交易費)將由收款銀行於截止辦理申請登記後代表本公
司持有,且退款金額(如有)將於
2020年7月3日(星期五)或之前不計利息退還予申請人。投資者
務請注意,預期H股將於2020年7月6日(星期一)於聯交所開始買賣。
Sample 樣版
地址
德輔道中45號
德輔道中189號
英皇道361號
吉席街28號
彌敦道636號招商永隆銀行中心地庫
FinanCial Street ProPerty Co., limited
金融街物業股份有限公司
(A joint stock company incorporated in the People’s Republic of China with limited liability)
GloBal oFFerinG
Conditions of your application
a.
Who can apply
1.
You and any person(s) for whose benefit you are applying must be
18 years of age or older and must have a Hong Kong address.
2.
If you are a firm, the application must be in the individual
members’ names.
3.
The number of joint applicants may not exceed 4.
4.
If you are a body corporate, the application must be signed by a
duly authorised officer, who must state his representative capacity,
and stamped with your corporation’s chop.
5.
You must be outside the United States, not be a United States
Person (as defined in Regulation S under the U.S. Securities Act)
and not be a legal or natural person of the PRC.
6.
Unless permitted by the Listing Rules, you cannot apply for any
Hong Kong Offer Shares if you are:
.
an existing beneficial owner of Shares in the Company and/
or any of its subsidiaries;
.
a Director or chief executive officer of the Company and/or
any of its subsidiaries;
.
a connected person (as defined in the Listing Rules) of the
Company or will become a connected person (as defined
in the Listing Rules) of the Company immediately upon
completion of the Global Offering;
.
an associate (as defined in the Listing Rules) of any of the
above; or
.
have been allocated or have applied for or indicated an
interest in any Offer Shares under the International Offering.
B.
if you are a nominee
You, as a nominee, may make more than one application for the Hong
Kong Offer Shares by: (i) giving electronic application instructions to
HKSCC via Central Clearing and Settlement System (“CCASS”) (if
you are a CCASS Participant); or (ii) using a WHite or yelloW
Application Form, and lodge more than one application in your own name
on behalf of different beneficial owners.
C.
effect of completing and submitting this application Form
By completing and submitting this Application Form, you (and if you are
joint applicants, each of you jointly and severally) for yourself or as an
agent or a nominee on behalf of each person for whom you act:
.
undertake to execute all relevant documents and instruct and
authorise the Company and/or the Sole Global Coordinator (or their
agents or nominees), as agents of the Company, to execute any
documents for you and to do on your behalf all things necessary to
register any Hong Kong Offer Shares allocated to you in the name
of HKSCC Nominees as required by the Articles of Association;
.
agree to comply with the Companies Ordinance, the Companies
(Winding Up and Miscellaneous Provisions) Ordinance and the
Articles of Association;
.
confirm that you have read the terms and conditions and application
procedures set out in the Prospectus and in this Application Form
and agree to be bound by them;
.
confirm that you have received and read the Prospectus and have
only relied on the information and representations contained in the
Prospectus in making your application and will not rely on any
other information or representations except those in any supplement
to the Prospectus;
.
confirm that you are aware of the restrictions on the Global
Offering in the Prospectus;
Sample 樣版
.
agree that none of the Company, the Sole Sponsor, the Sole Global
Coordinator, the Joint Bookrunners, the Joint Lead Managers,
the Underwriters, their respective directors, officers, employees,
partners, agents, advisers and any other parties involved in the
Global Offering is or will be liable for any information and
representations not in the Prospectus (and any supplement to it);
.
undertake and confirm that you or the person(s) for whose benefit
you have made the application have not applied for or taken up,
or indicated an interest for, and will not apply for or take up, or
indicate an interest for, any International Offer Shares under the
International Offering nor participated in the International Offering;
.
agree to disclose to the Company, the H Share Registrar, receiving
bank, the Sole Sponsor, the Sole Global Coordinator, the Joint
Bookrunners, the Joint Lead Managers, the Underwriters and/or
their respective advisers and agents any personal data which they
may require about you and the person(s) for whose benefit you
have made the application;
.
if the laws of any place outside Hong Kong apply to your
application, agree and warrant that you have complied with all such
laws and none of the Company, the Sole Sponsor, the Sole Global
Coordinator, the Joint Bookrunners, the Joint Lead Managers and
the Underwriters nor any of their respective officers or advisers will
breach any law outside Hong Kong as a result of the acceptance
of your offer to purchase, or any action arising from your rights
and obligations under the terms and conditions contained in the
Prospectus and this Application Form;
.
agree that once your application has been accepted, you may not
rescind it because of an innocent misrepresentation;
.
agree that your application will be governed by the laws of Hong
Kong;
.
represent, warrant and undertake that (i) you understand that the
Hong Kong Offer Shares have not been and will not be registered
under the U.S. Securities Act; and (ii) you and any person for
whose benefit you are applying for the Hong Kong Offer Shares
are outside the United States (as defined in Regulation S) or are a
person described in paragraph (h)(3) of Rule 902 of Regulation S;
.
warrant that the information you have provided is true and accurate;
.
agree to accept the Hong Kong Offer Shares applied for, or any
lesser number allocated to you under the application;
.
authorise the Company to place the name of the HKSCC Nominees
on the Company’s H Share register of members as the holder(s) of
any Hong Kong Offer Shares allocated to you, and the Company
and/or its agents to deposit any H Share certificate(s) into CCASS
and/or to send any refund cheque(s) to you or the first-named
applicant for joint application by ordinary post at your own risk to
the address stated on the application, unless you fulfil the criteria
mentioned in the paragraph headed “14. Despatch/collection of
H Share Certificates and Refund Monies – Personal Collection”
in the “How to Apply for Hong Kong Offer Shares” section in
the Prospectus to collect the H Share certificate(s) and/or refund
cheque(s) in person;
.
agree that the shares to be allotted shall be issued in the name of
HKSCC Nominees and deposited directly into CCASS for credit to
your investor participant stock account or the stock account of your
designated CCASS participant;
.
agree that each of HKSCC and HKSCC Nominees reserves the
right (1) not to accept any or part of such allotted shares issued in
the name of HKSCC Nominees or not to accept such allotted shares
for deposit into CCASS; (2) to cause such allotted shares to be
withdrawn from CCASS and issued in your name at your own risk
and costs; and (3) to cause such allotted shares to be issued in your
name (or, if you are a joint applicant, to the first-named applicant)
and in such a case, to post the certificates for such allotted shares at
your own risk to the address on your application form by ordinary
post or to make available the same for your collection;
.
agree that each of HKSCC and HKSCC Nominees may adjust the
number of allotted shares issued in the name of HKSCC Nominees;
.
agree that neither HKSCC nor HKSCC Nominees shall have any
liability for the information and representations not so contained in
the Prospectus and this Application Form;
.
agree that neither HKSCC nor HKSCC Nominees shall be liable to
you in any way;
.
understand that, where the International Offer Shares are
undersubscribed and the Hong Kong Offer Shares are
oversubscribed, up to 9,000,000 H Shares may be reallocated to
the Hong Kong Public Offering from the International Offering,
increasing the total number of Hong Kong Offer Shares to
18,000,000 H Shares, representing 20% of the Offer Shares
initially available under the Global Offering. Further details of the
reallocation are stated in the paragraph headed “Structure of the
Global Offering – The Hong Kong Public Offering – Reallocation
and Clawback” in the Prospectus;
.
declare and represent that this is the only application made and the
only application intended by you to be made to benefit you or the
person for whose benefit you are applying;
.
understand that the Company and the Sole Global Coordinator will
rely on your declarations and representations in deciding whether or
not to make any allotment of any of the Hong Kong Offer Shares to
you and that you may be prosecuted for making a false declaration;
.
(if the application is made for your own benefit) warrant that no
other application has been or will be made for your benefit on a
WHite or yelloW Application Form or by giving electronic
application instructions to HKSCC or to the White Form eiPo
Service Provider by you or by any one as your agent or by any
other person; and
.
(if you are making the application as an agent for the benefit of
another person) warrant that (i) no other application has been or
will be made by you as agent for or for the benefit of that person
or by that person or by any other person as agent for that person on
a WHite or yelloW Application Form or by giving electronic
application instructions to HKSCC or to the White Form eiPo
Service Provider; and (ii) you have due authority to sign the
Application Form or give electronic application instructions on
behalf of that other person as their agent.
d.
Power of attorney
If your application is made through an authorised attorney, the Company
and the Sole Global Coordinator may accept or reject your application at
their discretion, and on any conditions they think fit, including evidence
of the attorney’s authority.
determination of offer Price and allocation of Hong Kong offer
Shares
The Offer Price is expected to be fixed on or around Wednesday, 24
June 2020. Applicants are required to pay the maximum Offer Price of
HK$7.56 for each Hong Kong Offer Share together with 1% brokerage,
0.0027% SFC transaction levy and 0.005% Stock Exchange trading fee. If
the Offer Price is not agreed between the Company and the Sole Global
Coordinator (on behalf of the Underwriters) on or before Thursday, 2 July
2020, the Global Offering will not proceed.
Applications for Hong Kong Offer Shares will not be processed and
no allotment of any Hong Kong Offer Shares will be made until the
application lists close.
The Company expects to announce the fixed Offer Price, the level
of indication of interest in the International Offering, the level of
applications under the Hong Kong Public Offering and the basis of
allocation of the Hong Kong Public Offering on Friday, 3 July 2020
on the website of the Stock Exchange at and the
Company’s website at Results of allocations in Hong
Kong Public Offering, and the Hong Kong Identity Card/passport/Hong
Kong business registration numbers of successful applicants (where
applicable) will be available on the above websites.
The allocation of the Offer Shares between the Hong Kong Public
Offering and the International Offering will be subject to adjustment as
described in the section headed “Structure of the Global Offering” in the
Prospectus. In particular, the Sole Global Coordinator may reallocate
Offer Shares from the International Offering to the Hong Kong Public
Offering to satisfy valid applications under the Hong Kong Public
Offering. In accordance with Guidance Letter HKEx-GL91-18 issued
by the Stock Exchange, if such reallocation is done other than pursuant
to Practice Note 18 of the Listing Rules, the maximum total number of
Sample 樣版
Offer Shares that may be reallocated to the Hong Kong Public Offering
will be 9,000,000 Offer Shares (representing approximately 10% of the
number of the Offer Shares being offered under the Global Offering),
so that the total number of Offer Shares for subscription under the Hong
Kong Public Offering will increase up to 18,000,000 Shares, representing
two times the number of Hong Kong Offer Shares initially available
under the Hong Kong Public Offering and 20% of the number of Offer
Shares initially available under the Global Offering, and the final Offer
Price shall be fixed at the low-end of the indicative Offer Price range (i.e.
HK$7.16 per Offer Share) stated in the Prospectus.
if your application for Hong Kong offer Shares is successful (in
whole or in part)
If your application is wholly or partially successful, your H Share
certificate(s) (subject to their becoming valid certificates of title provided
that the Hong Kong Public Offering has become unconditional and not
having been terminated at 8:00 a.m. on Monday, 6 July 2020) will be
issued in the name of HKSCC Nominees and deposited directly into
CCASS for credit to your CCASS Investor Participant stock account or
the stock account of your designated CCASS Participant as instructed by
you in your Application Form on Friday, 3 July 2020 or, in the event of
a contingency, on any other date as shall be determined by HKSCC or
HKSCC Nominees.
.
If you are applying through a designated CCASS Participant (other
than a CCASS Investor Participant): For Hong Kong Offer Shares
credited to the stock account of your designated CCASS Participant
(other than a CCASS Investor Participant), you can check the
number of Hong Kong Offer Shares allotted to you with that
CCASS Participant.
.
If you are applying as a CCASS Investor Participant: The Company
expects to publish the results of CCASS Investor Participants’
applications together with the results of the Hong Kong Public
Offering on the Company’s website at and the
website of the Stock Exchange at on Friday,
3 July 2020. You should check the announcement published by the
Company and report any discrepancies to HKSCC before 5:00 p.m.
on Friday, 3 July 2020 or such other date as shall be determined by
HKSCC or HKSCC Nominees. Immediately after the credit of the
Hong Kong Offer Shares to your stock account you can check your
new account balance via the CCASS Phone System and CCASS
Internet System (under the procedures contained in HKSCC’s “An
Operating Guide for Investor Participants” in effect from time to
time). HKSCC will also make available to you an activity statement
showing the number of Hong Kong Offer Shares credited to your
stock account.
No receipt will be issued for application money paid. The Company will
not issue temporary documents of title.
refund of your money
If you do not receive any Hong Kong Offer Shares or if your application
is accepted only in part, the Company will refund to you your application
monies (including the related 1% brokerage, 0.0027% SFC transaction
levy and 0.005% Stock Exchange trading fee) without interest. If the
Offer Price is less than the maximum Offer Price, the Company will
refund to you the surplus application monies (including the related 1%
brokerage, 0.0027% SFC transaction levy and 0.005% Stock Exchange
trading fee) without interest. The refund procedures are stated in the
paragraph headed “14. Despatch/collection of H Share Certificates and
Refund Monies” in the “How to Apply for Hong Kong Offer Shares”
section of the Prospectus.
effect of the information you Give to Computershare Hong Kong
investor Services limited
Computershare Hong Kong Investor Services Limited and its
related bodies’ corporate, directors, officers, employees and agents
(“Representatives”) expressly disclaim and exclude to the maximum
extent permitted by law any liability for any loss or damage suffered or
incurred by the applicant or any other person or entity however caused
relating in any way to, or connected with, any information provided by or
on behalf of the applicant on or in connection with this document or any
services provided hereunder, or any other written or oral communication
provided by or on behalf of the applicant in connection with this
document or any services provided hereunder. This includes, without
limitation, any errors or omissions in such information however caused, or
the Representatives or any other person or entity placing any reliance on
such information or any documentation, image, recording or reproduction
of such information, or its accuracy, completeness, currency or reliability.
FinanCial Street ProPerty Co., limited
金融街物業股份有限公司
(於中華人民共和國註冊成立的股份有限公司)
全球發售
申請條件. 同意本公司、獨家保薦人、獨家全球協調人、聯席賬簿
甲、可提出申請的人士
管理人、聯席牽頭經辦人、包銷商、彼等各自的董事、
1. 閣下及閣下為其利益提出申請的人士必須年滿18歲並
擁有香港地址。
高級人員、僱員、合夥人、代理、顧問及參與全球發售
的任何其他各方現時及日後均毋須對並非載於招股章程
(及其任何補充文件)的任何資料及陳述負責;
2.
如閣下為商號,則申請須以個別成員名義提出。
3.
聯名申請人不得超過四名。
4.
如閣下為法人團體,申請須經獲正式授權的高級人員
簽署,並註明其代表身份及加蓋公司印章。
5.
閣下必須身處美國境外,並非美國籍人士(定義見美國
證券法S規例),亦非中國法人或自然人。
6.
除非上市規則允許,否則下列人士概不得申請認購任何
香港發售股份:
.
本公司及╱或其任何附屬公司股份的現有實益擁
有人;
.
本公司及
╱或其任何附屬公司的董事或行政總裁;
.
本公司關連人士(定義見上市規則)或緊隨全球發
售完成後將成為本公司關連人士(定義見上市規
則);
.
上述任何人士的聯繫人(定義見上市規則);或
.
已獲分配或已申請或表示有意申請國際發售的任何
發售股份。
乙、如閣下為代名人
閣下作為代名人可提出超過一次香港發售股份申請,方法
是:(i)透過中央結算及交收系統(「中央結算系統」)向香港
結算發出電子認購指示(如閣下為中央結算系統參與者);
或(ii)使用白色或黃色申請表格以本身名義代表不同實益擁有
人提交超過一份申請。
丙、填妥並遞交本申請表格的效用
閣下填妥並遞交本申請表格,即表示閣下(如屬聯名申請
人,則各人共同及個別)代表閣下本身,或作為閣下代
其行事的每名人士的代理或代名人:
.
承諾簽立所有相關文件,並指示及授權本公司及
╱或
作為本公司代理的獨家全球協調人(或其代理或代名
人),代表閣下簽立任何文件,並代表閣下辦理一
切必要事宜,以便根據組織章程細則的規定以香港結算
代理人的名義登記閣下獲分配的任何香港發售股份;
.
同意遵守《公司條例》、《公司(清盤及雜項條文)條例》
及組織章程細則;
.
確認閣下已細閱招股章程及本申請表格所載條款及條
件以及申請程序,並同意受其約束;
.
確認閣下已接獲及細閱招股章程,提出申請時僅依據
招股章程載列的資料及陳述,且不會依賴招股章程任何
補充文件所載者以外的任何其他資料或陳述;
.
確認閣下知悉招股章程內有關全球發售的限制;
Sample 樣版
.
承諾及確認閣下或閣下為其利益提出申請的人士並
無申請或接納或表示有意認購(亦不會申請或接納或表
示有意認購)國際發售項下的任何國際發售股份,且並
無參與國際發售;
.
同意向本公司、
H股股份過戶登記處、收款銀行、獨家
保薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭
經辦人、包銷商及
╱或彼等各自的顧問及代理披露彼
等所需有關閣下及閣下為其利益提出申請人士的任
何個人資料;
.
若香港境外任何地方的法例適用於閣下的申請,則同
意及保證閣下已遵守所有有關法例,且本公司、獨家
保薦人、獨家全球協調人、聯席賬簿管理人、聯席牽頭
經辦人及包銷商及彼等各自任何高級人員或顧問均不會
因接納閣下的購買要約或閣下於招股章程及本申請
表格所載條款及條件項下的權利及責任所引致的任何行
動而違反香港境外的任何法例;
.
同意閣下的申請一經接納,即不得因無意的失實陳述
而撤銷;
.
同意閣下的申請受香港法例規管;
.
聲明、保證及承諾:
(i)閣下明白香港發售股份不曾亦
不會根據美國證券法登記;及
(ii)閣下及閣下為其
利益申請香港發售股份的人士均身處美國境外(定義見
S規例),或屬
S規例第902條第(h)(3)段所述的人士;
.
保證閣下提供的資料真實及準確;
.
同意接納所申請數目或根據申請分配予閣下較少數目
的香港發售股份;
.
授權本公司將香港結算代理人的名稱列入本公司H股股
東名冊,作為閣下獲分配任何香港發售股份的持有
人,並授權本公司及
╱或其代理將任何
H股股票存入
中央結算系統及╱或以普通郵遞方式按申請所示地址
向閣下或聯名申請排名首位的申請人寄發任何退款支
票,郵誤風險由閣下自行承擔,除非閣下符合招股
章程內「如何申請香港發售股份」一節「
14.發送
╱領取
H股股票及退回股款-親身領取」一段所述條件親身領
取H股股票及
╱或退款支票;
.
同意獲配發的股份是以香港結算代理人的名義發行,並
直接存入中央結算系統,以便記存於閣下的投資者戶
口持有人股份戶口或閣下的指定中央結算系統參與者
股份戶口;
.
同意香港結算及香港結算代理人各自保留權利(1)不接
納以香港結算代理人名義發行的該等獲配發的任何或部
分股份,或不接納該等獲配發的股份存入中央結算系
統;(2)促使該等獲配發的股份從中央結算系統提取,並
以閣下名義發行,有關風險及費用概由閣下自行承
擔;及 (3)促使該等獲配發的股份以閣下名義發行(或
如屬聯名申請人,則以排名首位申請人的名義發行)
而在此情況下,會以普通郵遞方式將該等獲配發股
的股票寄往閣下在申請表格中所示地址(郵誤風險
由閣下自行承擔)或提供該等股票予閣下領取;
份(,)
.
同意各香港結算及香港結算代理人均可調整以香港結算
代理人名義發行的獲配發股份數目;
.
同意香港結算及香港結算代理人對招股章程及本申請表
格未載列的資料及陳述概不承擔任何責任;
.
同意香港結算及香港結算代理人無論如何毋須對閣下
負責;
.
明白倘國際發售股份認購不足而香港發售股份獲超額認
購,則最多可將
9,000,000股H股由國際發售重新分配至
香港公開發售,香港發售股份總數將增至
18,000,000股
H股,佔全球發售項下初步可供認購發售股份的
20%。
重新分配的詳情載於招股章程「全球發售的架構-香港
公開發售-重新分配及回撥」一段;
.
聲明及表示此乃閣下為本身或閣下為其利益提出申
請人士的利益提出及擬提出的唯一申請;
.
明白本公司及獨家全球協調人將依據閣下的聲明及陳
述決定是否向閣下配發任何香港發售股份,閣下如
作出虛假聲明,可能會被檢控;
.
(如本申請是為閣下本身的利益提出)保證閣下或
作為閣下代理的任何人士或任何其他人士不曾亦不會
為閣下的利益以白色或黃色申請表格或向香港結算或
白表eiPo服務供應商發出電子認購指示而提出其他申
請;及
. (如閣下作為代理為另一人士的利益提出申請)保證
(i)閣下(作為代理或為該人士利益)或該人士或任何
其他作為該人士代理的人士不曾亦不會以白色或黃色申
請表格或向香港結算或白表eiPo服務供應商發出電子
認購指示而提出其他申請;及
(ii)閣下獲正式授權作
為該人士的代理代為簽署申請表格或發出電子認購指
示。
丁、授權書
如閣下透過授權代理人提出申請,本公司及獨家全球協調
人可按其認為合適的任何條件(包括出示代理人獲授權證明)
酌情接納或拒絕閣下的申請。
釐定發售價及分配香港發售股份
預期發售價將於2020年6月24日(星期三)或前後釐定。申請
人須繳付最高發售價每股香港發售股份7.56港元,另加
1%經
紀佣金、
0.0027%證監會交易徵費及0.005%聯交所交易費。
倘若本公司與獨家全球協調人(代表包銷商)並無於
2020年
7月2日(星期四)或之前協定發售價,則全球發售將不會進
行。
截止辦理認購申請登記前概不處理香港發售股份的申請或配
發任何香港發售股份。
本公司預期將於2020年7月3日(星期五)在聯交所網站
及本公司網站
公佈協定發
售價、國際發售踴躍程度、香港公開發售認購水平及香港公
開發售分配基準。香港公開發售的分配結果以及獲接納申請
人的香港身份證
╱護照
╱香港商業登記號碼(如適用)將於
上述網站公佈。
香港公開發售與國際發售之間的發售股份分配將根據招股章
程「全球發售的架構」一節所述者予以調整。具體而言,獨
家全球協調人可將國際發售的發售股份重新分配至香港公開
發售以滿足香港公開發售項下的有效申請。根據聯交所發佈
的指引信HKEx-GL91-18,倘有關重新分配並非根據上市規
則第18項應用指引進行,則或會重新分配至香港公開發售
的發售股份總數最多為9,000,000股發售股份(相當於根據全
Sample 樣版
球發售提呈發售的發售股份數目的約10%),因此根據香港
公開發售可供認購的發售股份總數將增至最多18,000,000股
股份,相當於根據香港公開發售初步可供認購香港發售股份
數目的兩倍及根據全球發售初步可供認購發售股份數目的
20%,且最終發售價應釐定為招股章程所述指示性發售價範
圍的最低價(即每股發售股份
7.16港元)。
如
閣下成功申請認購香港發售股份(全部或部分)
如閣下的申請全部或部分獲接納,閣下的H股股票(前提
是香港公開發售於2020年7月6日(星期一)上午八時正成為
無條件且並無終止,
H股股票成為有效的所有權憑證)將以
香港結算代理人名義發出,並按閣下在申請表格的指示於
2020年7月3日(星期五)或在特別情況下由香港結算或香港
結算代理人釐定的任何其他日期直接存入中央結算系統,
記存於閣下的中央結算系統投資者戶口持有人股份戶口
或閣下指定的中央結算系統參與者股份戶口。
.
如閣下透過中央結算系統投資者戶口持有人以外的指
定中央結算系統參與者提出申請:香港發售股份將存
入閣下指定的中央結算系統參與者(非中央結算系統
投資者戶口持有人)股份戶口,閣下可向該中央結算
系統參與者查詢閣下獲配發的香港發售股份數目。
.
如閣下以中央結算系統投資者戶口持有人身份提出申
請:本公司預期將於
2020年7月3日(星期五)在本公司
網站及聯交所網站
刊登中央結算系統投資者戶口持有人的申請結果及香港
公開發售結果。閣下應查閱本公司刊發的公告,如有
任何資料不符,請於
2020年7月3日(星期五)或香港結
算或香港結算代理人釐定的其他日期下午五時正前知會
香港結算。緊隨香港發售股份存入閣下的股份戶口
後,閣下即可透過「結算通」電話系統及中央結算系統
互聯網系統(根據香港結算不時有效的《投資者戶口操
作簡介》所載程序)查詢閣下的新戶口結餘。香港結
算亦將向閣下提供一份活動結單,列出存入閣下股
份戶口的香港發售股份數目。
本公司不會就申請時繳付的款項發出收據,亦不會發出臨時
所有權文件。
退回款項
若閣下未獲分配任何香港發售股份或申請僅部分獲接納,
本公司將不計利息退回閣下的申請股款(包括相關的
1%經
紀佣金、
0.0027%證監會交易徵費及
0.005%聯交所交易費)。
如發售價低於最高發售價,本公司將不計利息退回多繳申請
股款(包括相關的
1%經紀佣金、
0.0027%證監會交易徵費及
0.005%聯交所交易費)。有關退款程序載於招股章程「如何申
請香港發售股份」一節「
14.發送
╱領取
H股股票及退回股款」
一段。
閣下提供予香港中央證券登記有限公司資料的有關影響
香港中央證券登記有限公司和其有關聯的法人團體、董事、
高級人員、僱員及代理(「代表」)在法律所容許的最大限度
內明確卸棄及免除在任何方面與申請人或代表申請人在此文
件提供的或與此文件或在此文件下提供的任何服務相關的任
何資料,或申請人或代表申請人提供與此文件或在此文件下
提供的任何服務相關的任何其他書面或口頭通訊,有關或相
關由申請人或任何其他人士或實體所遭受或招致不論如何造
成的任何損失或損害的任何責任。此包括,但不限於,該等
資料中不論如何造成的任何錯誤或遺漏,或代表或任何其他
人士或實體對該等資料或任何該等資料的文件記錄、影像、
記錄或複製品作出的任何依據,或其準確性、完整性、合時
性或可靠性。
Personal data
Personal information Collection Statement
This Personal Information Collection Statement informs
the applicant for, and holder of, Hong Kong Offer Shares,
of the policies and practices of the Company and its
H Share Registrar in relation to personal data and the
Personal Data (Privacy) Ordinance (Chapter 486 of the
Laws of Hong Kong) (the “Ordinance”).
1.
reasons for the collection of your personal data
It is necessary for applicants and registered holders of
securities to supply correct personal data to the Company
or its agents and the H Share Registrar when applying
for securities or transferring securities into or out of
their names or in procuring the services of the H Share
Registrar. Failure or refusal to supply the requested
data may result in your application for securities being
rejected, or in a delay or the withholding, failure or
inability of the Company or its H Share Registrar to
effect the securities transfers or otherwise render their
services. It may also prevent or delay registration or
transfers of the Hong Kong Offer Shares which you have
successfully applied for and/or the dispatch of H Share
certificate(s), refund cheque(s) and/or e-Refund payment
instructions to which you are entitled.
It is important that securities holders inform the
Company and the H Share Registrar immediately of any
inaccuracies in the personal data supplied and make the
correction or an update thereof.
2.
Purposes
The personal data of the securities holders may be used,
held, processed, and/or stored (by whatever means) for
the following purposes:
.
processing your application, refund cheque(s) and
e-Refund payment instructions, where applicable,
verification of compliance with the terms and
application procedures set out in this Application
Form and the Prospectus and announcing results of
allocation of the Hong Kong Offer Shares;
.
compliance with applicable laws and regulations in
Hong Kong and elsewhere;
.
registering new issues or securities transfers into
or out of the names of securities holders including,
where applicable, HKSCC Nominees;
.
maintaining or updating the register of securities
holders of the Company;
.
verifying securities holders’ identities;
.
establishing benefit entitlements of securities holders
of the Company, such as dividends, distributions in
specie, rights issues, open offers, bonus issues, etc.;
.
distributing communications from the Company and
its subsidiaries;
.
compiling statistical information and securities
holders’ profiles;
.
disclosing relevant information to facilitate claims
on entitlements; and
.
any other incidental or associated purposes relating
to the above and/or to enable the Company and the
H Share Registrar to discharge their obligations to
securities holders and/or regulators and/or any other
purposes to which the securities holders may from
time to time agree.
Sample 樣版
3.
transfer of personal data
Personal data held by the Company and its H Share
Registrar relating to the securities holders will be kept
confidential but the Company and its H Share Registrar
may, to the extent necessary for achieving any of the
above purposes, disclose, obtain or transfer (whether
within or outside Hong Kong) the personal data to, from
or with any of the following:
.
the Company’s appointed agents such as financial
advisers and receiving bankers;
.
where applicants for securities request a deposit into
CCASS, HKSCC or HKSCC Nominees, who will
use the personal data for the purposes of operating
CCASS;
.
any agents, contractors or third-party service
providers who/which offer administrative,
telecommunications, computer, payment or other
data processing services to the Company or the H
Share Registrar in connection with their respective
business operation;
.
the Stock Exchange, the SFC and any other statutory
regulatory or governmental bodies, administrative
authorities, courts or otherwise as required by laws,
rules or regulations; and
.
any persons or institutions with which the securities’
holders have or propose to have dealings, such as
their bankers, solicitors, accountants, independent
financial advisors or registered securities dealers etc.
4.
retention of personal data
The Company and its H Share Registrar will keep the
personal data of the applicants and holders of securities
for as long as necessary to fulfil the purposes for which
the personal data were collected. Personal data which
is no longer required will be destroyed or dealt with in
accordance with the Ordinance and other applicable law.
5.
access to and correction of personal data
Securities holders have the right to ascertain whether the
Company or the H Registrar hold their personal data, to
obtain a copy of that data, and to correct any data that is
inaccurate. In accordance with other applicable law, the
securities holder may have the right to request for any
other information required under other applicable law or
the deletion of personal data that the H Share Registrar
no longer have any lawful ground for use. The Company
and the H Share Registrar have the right to charge a
reasonable fee for the processing of such requests.
However, the H Share Registrar shall not charge any fee
if it is not permitted under applicable law.
All requests for access to data, correction of data or
deletion of data should be addressed to the Company,
at the registered address of the Company disclosed in
the “Corporate Information” section of the Prospectus
or as notified from time to time, for the attention of the
company secretaries, or the H Share Registrar for the
attention of the Privacy Compliance Officer.
By signing an application Form or by giving electronic
application instructions to HKSCC, you agree to all of
the above.
個人資料
個人資料收集聲明
此項個人資料收集聲明是向香港發售股份的申請
人和持有人說明有關本公司及其H股股份過戶登
記處有關個人資料和香港法例第486章《個人資料
(私隱)條例》(「《條例》」)方面的政策和慣例。
1.
收集閣下個人資料的原因
證券申請人及登記持有人以本身名義申請證券或
轉讓或受讓證券時或尋求H股股份過戶登記處的
服務時,必須向本公司或其代理人及
H股股份過
戶登記處提供準確個人資料。未能或拒絕提供
所要求的資料可能導致閣下申請證券被拒或
延遲,或本公司或其
H股股份過戶登記處延誤、
暫緩、無法或未能進行證券過戶或提供服務。此
舉也可能妨礙或延遲登記或轉讓閣下成功申請
的香港發售股份及
╱或寄發閣下應得的H股股
票、退款支票及
╱或電子退款指示。
證券持有人所提供的個人資料如有任何錯誤,須
立即通知本公司及H股股份過戶登記處並進行更
正或更新。
2.
目的
證券持有人的個人資料可以任何方式被採用、持
有、處理及
╱或保存,以作下列用途:
.
處理閣下的申請、退款支票及電子退款指
示(如適用)、核實是否符合本申請表格及招
股章程載列的條款和申請程序以及公佈香港
發售股份的分配結果;
.
遵守香港及其他地區的適用法律法規;
.
以證券持有人(包括香港結算代理人(如適
用))的名義登記新發行證券或轉讓或受讓證
券;
.
存置或更新本公司證券持有人名冊;
.
核實證券持有人的身份;
.
確定本公司證券持有人的受益權利,例如股
息、實物分派、供股、公開發售和紅股等;
.
分發本公司及其附屬公司的通訊資料;
.
編製統計資料和證券持有人資料;
.
披露有關資料以便就權益索償;及
.
與上述有關的任何其他附帶或相關用途及
╱
或使本公司及H股股份過戶登記處能履行對
證券持有人及
╱或監管機構承擔的責任及
╱
或證券持有人不時同意的任何其他用途。
Sample 樣版
3.
轉交個人資料
本公司及其H股股份過戶登記處所持有關證券持
有人的個人資料將會保密,,但本公司及其
H股股
份過戶登記處可在為達到上述任何用途之必要情
況下,向下列任何人士披露、獲取或轉交(無論
在香港境內或境外)有關個人資料:
.
本公司委任的代理人,例如財務顧問及收款
銀行;
.
(如證券申請人要求將證券存於中央結算系
統)香港結算或香港結算代理人;彼等將會
就中央結算系統的運作使用有關個人資料;
.
向本公司或H股股份過戶登記處提供與其各
自業務營運有關的行政、電訊、電腦、付款
或其他資料處理服務的任何代理人、承包商
或第三方服務供應商;
.
聯交所、證監會及任何其他法定監管機關、
政府部門、行政機構或法院或其他法例、規
則或法規要求者;及
.
證券持有人與其進行或擬進行交易的任何人
士或機構,例如彼等的銀行、律師、會計
師、獨立財務顧問或註冊證券商等。
4.
保留個人資料
本公司及其H股股份過戶登記處將按收集個人資
料所需的用途保留證券申請人及持有人的個人資
料。無需保留的個人資料將會根據《條例》及其
他適用法律銷毀或處理。
5.
查閱和更正個人資料
證券持有人有權確定本公司或H股股份過戶登記
處是否持有其個人資料、索取該資料的副本及更
正任何不準確資料。證券持有人有權根據其他適
用法律要求取得該其他適用法律下所須的其他資
料或刪除H股股份過戶登記處不再有任何合法理
由使用的個人資料。本公司和
H股股份過戶登記
處有權就處理該等要求收取合理費用,但
H股股
份過戶登記處不可收取任何適用法律不容許的費
用。
所有查閱資料、更正資料或刪除資料的要求應按
招股章程「公司資料」一節所披露或不時通知的
本公司註冊地址送交公司秘書,或向
H股股份過
戶登記處的私隱條例事務主任提出。
閣下簽署申請表格或向香港結算發出電子認購指
示,即表示同意上述各項。
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